Responsibilities

Responsible for managing multiple audits in parallel and work in global and joint audits

• Client audit engagements, which include planning executing, directing, and completing business / financial audits.
• Good knowledge of business process, operational process related to banking and capital markets.
• Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.
• Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.
• Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.
• A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.
• Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.
• Review the evidence of audit conclusions are ensure they are well-documented.
• Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient
• Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression
• Updates job knowledge by being aware of new regulations participating in educational opportunities reading professional publications maintaining personal networks participating in professional organizations
• Participate on annual risk assessment and audit planning
• Quality initiatives within audit function
• Working on Integrated audit
• Monitoring audit recommendations
• Statutory and regulatory norms applicable to banking business
• Fluent Command over English language

Responsibilities Responsible for managing multiple audits in parallel and work in global and joint audits * Client audit engagements, which include planning executing, directing, and completing business / financial audits. * Good kn

Skills: Financial Audits, Investment Banking

Experience: 3.00-5.00 Years