Skip to main content

This job has expired

Manager Supervision Response

Employer
New Zealand Government
Location
Wellington Wellington Greater Wellington, New Zealand
Salary
Competitive Salary
Closing date
Jul 18, 2022

View more

Job Role
Manager
Sector
Finance
Contract Type
Permanent
Hours
Full Time
* Make a key contribution to a fair and transparent financial marketplace
* Lead with integrity, professionalism and solid values
* Inspire and grow the capability of a hardworking and dedicated team

At the Financial Markets Authority, the work you do counts. We lead better, fairer outcomes for investors, customers and New Zealanders. Our innovative people drive the evolution of the financial sector, influencing the industry and effecting positive change. At the FMA, the work you do has a significant impact.

Our Supervision Response team is often at the forefront of industry developments and issues, our agile approach to market supervision and issues management means no two days are ever the same.  Because of an internal promotion, we seek a Manager to lead our Supervision Response team in Wellington.

The Supervision Response team shows the FMA's appetite to focus on misconduct cases with the team's purpose to investigate and respond to misconduct to achieve fair outcomes for market participants and their customers, promoting good conduct and building trust.

This role will require working closely with the Head of Supervision Response and your peers across the team. A focus of this role will be ensuring strong collaboration across all team members. We are looking for the right manager who can represent our shared values and demonstrate these in their daily work practices.

The team leads enquiries into suspected misconduct or regulatory breaches by individuals and entities who are licensed or regulated financial markets participants. You may have seen some of our high-profile cases reported in the media, such as:

* FMA censures CTRL Investments for derivatives issuer licence breaches
* FMA warns Squirrel P2P Trustee Limited for historic custodian breaches
* FMA cancels financial advice provider's transitional licence
* FMA censures Jarden for derivatives issuer licence breaches by OMF
* FMA censures Firma NZ for breaches to derivatives issuer licence obligations
* FMA issues warning to Sharesies for AML/CFT breaches

To be considered for this role all applicants must be able to demonstrate -

* Ability to manage, motivate and empower your team
* Operational management skills to ensure the smooth running and juggling of multiple competing priorities is essential
* Ideally you will have investigative experience and industry knowledge/experience in the financial services industry (including an understanding of the Financial Markets Conduct Act 2013 and the products/services within)
* Experience leading a team that will influence how we prioritise and respond to potential customer and investor harms
* Experience in a technical area, compliance, audit or risk background
* Experience or knowledge on how to weigh the risk appetite of the organization versus the commitment of time and resources to address potential harms
* Strong decision making ability and examples of where you have had to juggle many competing priorities

The FMA offers you the space to grow and evolve as a leader, inspiring your team to create a legacy with real purpose. If this is the opportunity you have been waiting for, 'Apply now!' View the position description by clicking the link in "more details" below or for further information, contact nicola.giles@fma.govt.nz Applications close 17 July 2022.

The Financial Markets Authority is an equal opportunity employer that values diversity and is committed to maintaining an inclusive culture where all employees have the opportunity to reach their potential. We recognise that our continued success is dependent on the performance and ability of our employees.

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert