This job has expired

Trade Surveillance Manager

Employer
Danos Consulting
Location
The City, Central London, United Kingdom
Salary
Competitive Salary
Closing date
Jan 15, 2022

View more

Job Role
Manager
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Level of qualification
Qualified, CIMA
You need to sign in or create an account to save a job.

Currently recruiting on behalf of a Global Investment Bank for a Trade Surveillance Manager to join their team. You will be responsible for monitoring transactions and communications, and reporting on potential incidents of market abuse, money laundering and suspicious transactions. You should ideally have a background working within investment banking, as well as having in depth knowledge of relevant regulations.


Key Responsibilities;

  • Conduct monitoring and surveillance of trading activity
  • Conduct Communication surveillance
  • Develop and maintain Global and local policies and manuals
  • Deliver continuous training with regards to market abuse and conduct risk


Key Experience;

  • Good knowledge of asset classes such as fixed incomes, equities or commodities
  • Previous experience of trade and communications surveillance
  • Working knowledge of either Bloomberg or Actimize
  • Good knowledge of relevant regulations such as MAR

You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert