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Trade Surveillance Manager

Danos Consulting
The City, Central London, United Kingdom
Competitive Salary
Closing date
Jan 15, 2022

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Job Role
Contract Type
Full Time
Level of qualification
Qualified, CIMA
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Currently recruiting on behalf of a Global Investment Bank for a Trade Surveillance Manager to join their team. You will be responsible for monitoring transactions and communications, and reporting on potential incidents of market abuse, money laundering and suspicious transactions. You should ideally have a background working within investment banking, as well as having in depth knowledge of relevant regulations.

Key Responsibilities;

  • Conduct monitoring and surveillance of trading activity
  • Conduct Communication surveillance
  • Develop and maintain Global and local policies and manuals
  • Deliver continuous training with regards to market abuse and conduct risk

Key Experience;

  • Good knowledge of asset classes such as fixed incomes, equities or commodities
  • Previous experience of trade and communications surveillance
  • Working knowledge of either Bloomberg or Actimize
  • Good knowledge of relevant regulations such as MAR

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