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IA - Conduct Supervision - Snr Audit Manager - SVP

Employer
Citigroup
Location
Charing Cross, Central London, United Kingdom
Salary
Competitive Salary
Closing date
Dec 8, 2021

View more

Job Role
Auditor
Sector
Finance
Contract Type
Permanent
Hours
Full Time

The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with regional and global Audit teams. The role sits within the IA Conduct & Supervision team which specialises in performing global cross-business audit and regulatory reviews of Citi's control environment, primarily focused on market, client, firm and employee conduct risk. The overall objective of this role is to apply a comprehensive understanding of Internal Audit standards coupled with detailed knowledge of trading process/risks/controls, to direct complex conduct risk related audit activities across Global Centralised Markets. The role also requires directly contributing to the development of periodic updates/reporting for senior audit, regulatory and business stakeholders across all regions.



Responsibilities:

- Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports
- Lead reviews for all types of reviews, including the most complex, and review and approve Business Monitoring Quarterly Summaries
- Participate in major business initiatives and pro-actively advise and assist the business on change initiatives as well as key remediations
- Develop other internal audit staff, and work in constant collaboration with peers around the global team
- Implement integrated auditing concepts and technology, and follow trends in the Audit field and adapt them for the Audit function
- Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought
- Analyze report findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues
- Acts as SME on conduct and supervision risks to senior stakeholders and /or other team members.
- Partner with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
- Recruit staff, develop talent, build effective teams, and manage a budget
- Contribute to the periodic refresh of Citi's Risk Governance Framework with a focus on Principle Risk Reporting for Market Conduct & Integrity
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:
- Solid experience in related roles
- Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
- Demonstrated success in business, functional and people management
- Proven ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables
- Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
- Consistently demonstrates clear and concise written and verbal communication
- Demonstrated ability to remain unbiased in a diverse working environment
- Effective negotiation skills
- Demonstrated knowledge and understanding of End-to-End trading life cycle controls across major business lines
- Previous experience of working in a market or client conduct risk related role would be conisdered an advantage

Education:
- Bachelor's degree/University degree or equivalent experience
- Master's degree preferred

Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Valuing Diversity:
Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success.

Citi is an Equal Opportunities Employer

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Job Family Group:

Internal Audit-------------------------------------------------

Job Family:

Audit------------------------------------------------------

Time Type:

Full time------------------------------------------------------

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

View the Pay Transparency Posting

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