Transaction Regulatory Reporting Control Analyst (200005BJ)

Employer
AXA IM
Location
London, United Kingdom
Salary
Competitive Salary
Posted
May 02, 2021
Closes
Jun 10, 2021
Ref
1943324250
Sector
Finance
Contract Type
Permanent
Hours
Full Time

Key Accountabilities


• Support offshored production team with regulatory and operational queries

• Support local business and compliance teams with SME regulatory analysis

• Work with Product Engineering to assess regulatory reporting impacts for new products

• As part of a centre of excellence, liaise firm wide on transaction regulatory reporting matters

• Produce MI and dashboards on the reporting production and quality

• Work with internal business teams to address underlying issues and correct reports in AXA IM's source systems

• Act as the first line of defence for transaction regulatory reporting by managing controls and oversight metrics to show trends and anomalies that require further root cause analysis

• Conduct weekly and periodic controls of reports from AXA IM's source systems and regulators' data

• Identify and support regulatory change

• Manage operational, data and system queries relationg to the reporting

• Product periodic attestations to clients on regulatory transaction reporting

• As a subject matter expert in reporting, support the long term strategy implementation and roll out of the transaction reporting centre of excellence globally at AXA IM

QUALIFICATIONS

Education/Qualifications



• University degree

Experience



• Experience of working in an operational team within financial services

• The ability to plan, prioritise and successfully assist in the implementation of projects

• Experience of working in cross border global teams

• Demonstable experience navigating financial regulation

Knowledge and Skills



• Regulatory knowledge (regulations include MiFID II/EMIR/SFTR/ASIC - knowledge of reporting requirements)

• Thorough knowledge of a range of financial products (including; Bonds, Equities, FX, Derivatives and Mutual Funds) and processes from end to end of financial operations

• Knowledge of and appetite for regulatory reporting matters

• Excellent communication skills with the ability to work with a wide range of people and within a varied and evolving working environment

• Strong logical reasoning, attention to detail, problem solving and organisational skills

Competencies



• Commerical and customer (internal and external clients) oriented focus

• Operational compliance mindset

• Fluent in English

• Team player

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