Regulatory Risk Manager

Macquarie Group
Sydney, New South Wales, Australia
Competitive Salary
Apr 21, 2021
Jun 11, 2021
Job Role
Risk Manager
Contract Type
Full Time
Take on this full-time opportunity within our Business Operational Risk Management team, that operates as part of the Office of the Chief Financial Officer in our wider Financial Management Group Division.

As a Manager, you will report to the Financial Management Group Global Regulatory Risk Lead. You will work with senior stakeholders in the Financial Management Group providing ad-hoc advice regarding regulatory risk best practices, interpretation and application of policies and regulatory requirements.

Your key responsibilities in this role will include:
  • enhancing, embedding and harmonising frameworks and operating models supporting global senior executive accountability obligations (e.g., Australia BEAR, UK SMR, HK MIC) applicable to Macquarie's Chief Financial Officer and regional CFOs
  • ongoing enhancement, implementation, and maintenance of the Finance Management Group BEAR framework
  • conducting monitoring and assurance of compliance with the CFO's BEAR responsibilities
  • providing senior management with performance reporting with respect to compliance with global senior executive accountability obligations
  • working with senior management to embed appetite for regulatory risks, with due consideration of Macquarie's risk appetite and senior executive accountability regimes
  • evaluating internal and external data to identify regulatory risk trends and emerging risks relevant for the division
  • keeping up to date on global regulatory expectations and changes that impact the Financial Management Group
  • providing risk-based regulatory advice to support Financial Management Group's divisions to meet their regulatory obligations and make timely business decisions that are commercially viable, including reviewing new product, business and transaction approvals
  • developing and providing input into policies designed to facilitate compliance with applicable regulations and keeping appraised of changes to compliance policies
  • ensuring proper consultation with and escalation of compliance issues to management when and as required
  • developing regulatory risk reporting for senior management on the performance of various elements of regulatory risk framework.

  • You will be a strong performer and have the drive to find and deliver on opportunities to improve frameworks to identify and manage regulatory risk. In addition, you will have the innate ability to interpret, analyse and explain data to a broad range of stakeholders.

    If you are motivated by the opportunity to work in a high performing team in a fast-paced environment, we would like to hear from you.

    About the Financial Management Group

    The Financial Management Group provides financial, tax and treasury services to all areas of Macquarie. The group is focused on providing strategic analysis and advice to Macquarie's businesses and senior management, managing Macquarie's funding, liquidity and capital position, ensuring Macquarie continues to meet regulatory and compliance obligations and managing Macquarie's corporate affairs.

    Our commitment to Diversity and Inclusion

    The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

    We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

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