Director-Regulatory Reporting

Morgan Stanley Pvt Ltd
Mumbai, IN
Oct 21, 2019
Oct 22, 2019
Contract Type
Full Time
Level of qualification
CIMA, Qualified
Director-Regulatory Reporting Job Number 3134562 Primary Location Non-Japan Asia-India-Maharashtra-Mumbai (MSA) Education Level Bachelor's Degree Job Finance Employment Type Full Time Job Level Director Description Responsibilities Include Provide leadership, guidance, and monitor resources to meet the following objectives Prepare, review and submit external reports on a monthly and quarterly basis Conduct in-depth analysis of variances, incorporating the understanding of accounting issues, economic events and their impact Assist in driving process efficiencies and continuous process improvement efforts to strengthen controls Execute report pre-submission checks, implement control procedures, and review regulatory reporting requirements Maintain a consolidated list of adjustment details by report and participate in data quality improvement projects to strengthen controls, improve report accuracy and reduce manual adjustments Participate in other special projects and ad-hoc requests as needed Execute key reporting controls (cross filing reconciliations, variance analysis) Prepare and store control evidence for the centralized report population Prepare due diligence review decks and participate in reviews with key stakeholders Review and update relevant policies and procedures Participate in Regulatory exams, internal audits and address inquiries as required Continually monitor developments in regulatory rule/reporting changes and support implementation of updated reporting requirements Execute ad-hoc projects to support reporting automation initiatives and regulatory reporting changes Qualifications Skills Required 5 years of experience in regulatory reporting production, review and submission Demonstrated experience in regulatory reporting production, review and submission Experience in managing, developing and leading teams Strong relevant U.S. regulatory reporting knowledge Demonstrated ability to communicate in verbal/writing and present to various types of audiences complex issues in an easy to understand manner Strong communication skills ? clear, concise, and appropriate method of delivery Demonstrated experience in using regulatory and financial reporting systems such as Regulus and Axiom Experience with establishing and meeting critical deadlines, as well as tracking and driving execution Flexibility to change priorities as new situations present themselves Risk awareness and good guardianship skills Collaborative team player with a strong work ethic that works effectively in cross-functional team environment Qualifications Desired Chartered Accountant or equivalent specialization in Finance stream Preferred 7 years finance experience in the financial services industry (regulatory reporting, financial and product control, liquidity, treasury) Regulatory and compliance knowledge with financial background and risk management is a plus Big 4 accounting experience preferable