Description

Are you looking to develop your Risk & Control career? This role is for you!

As a Control Management Senior Associate in the Oversight & Control team, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the business to ensure issues are remediated in a timely manner. The team assists in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation

Job responsibilities

• Evaluates and performs an end-to-end analysis of the business’ risk and control environment to identify significant gaps and weaknesses and determine root cause of control breaks, in partnership with stakeholders
• Ensures that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
• Performs ongoing analysis of program related data (e.g., KRI/KPI) and develops ad-hoc reports as requested to support business-related programs and strategies
• Assists with development of Risk & Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business units
• Manages and supports Projects across wider Controls team - Including Compliance Testing and Exam Management
• Maintains CORE hygiene- including Issue Management , CORE data, Action Plans and Testing
• Provides control related due diligence to provide necessary guidance to the business operations function to foster a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols.

Required qualifications, capabilities, and skills

• Bachelor’s degree or equivalent experience required
• Experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred
• Project Management experience
• Experience in Control design and expertise, Risks and controls identification/assessment, Control breaks and resolution and Risk and Control governance & reporting desirable