Regulatory Reporting Senior Analyst
- Employer
- Confidential
- Location
- Gurgaon Gurgaon Haryana, Haryana, India
- Salary
- Competitive Salary
- Closing date
- Jul 22, 2024
View more
- Job Role
- Financial Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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About The Opportunity
Job Type: Permanent
Application Deadline: 31 July 2024
Job Description
Title Global Regulatory Reporting Senior Analyst
Department Global Regulatory Reporting
Location Gurgaon
Reports To Global Regulatory Reporting Manager
Level Senior Analyst
We share a commitment to making things better for clients and each other. We continually explore new technology and different ways of working to put our clients first. So bring your boldest ideas to our Global Regulatory Reporring team and feel like you're making progress
About Your Team
Global Regulatory Reporting is one of the functions within the Client Servicing Operations department, responsible for the identification, preparation and submission of position and transaction based regulatory reports on behalf of Fidelity entities in compliance with various regulatory requirements, including substantial shareholder requirements, takeovers, short-selling, OTC derivatives and industry specific requirements. The department is responsible for submitting various shareholding reports and transaction-based reports as required by law and financial regulations in Asia, European, Middle East and African jurisdictions. The Regulatory Reporting team analyses the shareholdings and trading of funds within FIL, and its affiliated company in the US FMR and Eight Roads so it can calculate the shareholdings that need to be disclosed under local jurisdictions. Once this has been established filings are made to companies and regulators as required by local laws and regulations. The team are also assuming responsibility for the filing of the daily and periodic reporting required under a number of regulatory directives e.g. MiFIR, EMIR and SFTR. Due to the job nature of this team, there is a requirement to cover public holidays throughout the year.
About Your Role
As an Assistant Manager you will be required review daily regulatory submissions for EMEA and APAC based Post Trade Reporting regimes such as MIFID, EMIR, SFTR, ASIC, MAS, HKMA. The candidate will also carry out related shareholder and other regulatory reporting filings relating to other regulatory directives and regulations.
As a Global Regulatory Reporting team member you will also be assisting the team in regulatory research and analysis work to assess potential impact caused by a change of regulation. You will work closely with internal stakeholders e.g. compliance, legal and other operations teams to ensure Fidelity's regulatory reporting standard meet and exceed expectations.
About You
For starters, we'll offer you a comprehensive benefits package. We'll value your wellbeing and support your development. And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us. It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.
For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.
Skills: solvency ii, Asic, Derivatives, Excel
Experience: 0.00-2.00 Years
Job Type: Permanent
Application Deadline: 31 July 2024
Job Description
Title Global Regulatory Reporting Senior Analyst
Department Global Regulatory Reporting
Location Gurgaon
Reports To Global Regulatory Reporting Manager
Level Senior Analyst
We share a commitment to making things better for clients and each other. We continually explore new technology and different ways of working to put our clients first. So bring your boldest ideas to our Global Regulatory Reporring team and feel like you're making progress
About Your Team
Global Regulatory Reporting is one of the functions within the Client Servicing Operations department, responsible for the identification, preparation and submission of position and transaction based regulatory reports on behalf of Fidelity entities in compliance with various regulatory requirements, including substantial shareholder requirements, takeovers, short-selling, OTC derivatives and industry specific requirements. The department is responsible for submitting various shareholding reports and transaction-based reports as required by law and financial regulations in Asia, European, Middle East and African jurisdictions. The Regulatory Reporting team analyses the shareholdings and trading of funds within FIL, and its affiliated company in the US FMR and Eight Roads so it can calculate the shareholdings that need to be disclosed under local jurisdictions. Once this has been established filings are made to companies and regulators as required by local laws and regulations. The team are also assuming responsibility for the filing of the daily and periodic reporting required under a number of regulatory directives e.g. MiFIR, EMIR and SFTR. Due to the job nature of this team, there is a requirement to cover public holidays throughout the year.
About Your Role
As an Assistant Manager you will be required review daily regulatory submissions for EMEA and APAC based Post Trade Reporting regimes such as MIFID, EMIR, SFTR, ASIC, MAS, HKMA. The candidate will also carry out related shareholder and other regulatory reporting filings relating to other regulatory directives and regulations.
As a Global Regulatory Reporting team member you will also be assisting the team in regulatory research and analysis work to assess potential impact caused by a change of regulation. You will work closely with internal stakeholders e.g. compliance, legal and other operations teams to ensure Fidelity's regulatory reporting standard meet and exceed expectations.
About You
- (A good understanding of the financial services industry with specific focus on Derivatives
- Ideally will have a Middle Office/Trade Management background, with a working knowledge of Derivative Products (CFD, IRS, CDS, etc)
- High standard of accuracy and attention to detail.
- Strong numeracy skills.
- Strong communication skills and an ability to explain complex situations.
- Self-motivation with a diligent and detailed approach to prioritising and completing tasks
- Proficient in Excel
- Be proactive, flexible and demonstrate a willingness to take on new challenges and be a team player
- Proven ability to identify obligations from laws and regulations.
- Previous knowledge and experience of the following Reporting Regimes, EMIR, MiFID II, SFTR, MAS, ASIC, HKMA, TDA, PRIIPS, Solvency II
For starters, we'll offer you a comprehensive benefits package. We'll value your wellbeing and support your development. And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us. It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.
For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.
Skills: solvency ii, Asic, Derivatives, Excel
Experience: 0.00-2.00 Years
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