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Senior Specialist: Regulatory Affairs & Compli

Network Finance
Boksburg Boksburg Ekurhuleni, South Africa
Closing date
May 19, 2024

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Job Role
Contract Type
Full Time
Reference: NFR003408-KM-1Join a dynamic team at a leading financial services organization as we seek a Regulatory Affairs Specialist to contribute to their regulatory compliance efforts. This role will play a pivotal part in forming and expressing a central group view about regulatory changes across our organization.
Key Responsibilities:

Act as a central point of contact with financial services sector regulators, ensuring timely collation and submission of information.
Support the Senior Manager in identifying, escalating, and managing regulatory risk.
Maintain an understanding of legislation affecting the Group to provide support and solutions.
Foster working relationships with internal stakeholders to facilitate effective communication and collaboration.
Assist with engagements with financial services sector regulators and prepare formal communications plans.
Provide input into established forums to communicate and share information on regulations impacting the group.
Collate data, analyze trends, and provide recommendations to mitigate market conduct risks.
Coordinate statutory engagements with regulators, including routing requests, submitting applications, and assisting with onsite visits and investigations.
Monitor and analyze regulatory developments and advise on their impact on business activities.
Coordinate the review and input to relevant legislation and regulation.
Maintain industry networks and represent the group in affiliations to increase industry expertise.
Assist with the annual review process of the Regulatory Universe across different business units.
Manage and retain records of changes and current state within Regulatory Affairs and Compliance.
Assist with ad hoc overall Group Compliance responsibilities as required.
Manage the administration function within the Regulatory Affairs and Compliance areas.

Required Qualifications and Experience:

Admitted attorney
Post Graduate Diploma in Compliance
7 years of relevant experience in financial services (insurance)
Twin Peaks model of financial sector regulation
FAIS license and legal entity reporting

R 680 000 - R 780 000 - Annually

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