Skip to main content

This job has expired

Finance Manager (Regulated entities)

Stanton House
The City, Central London, United Kingdom
Competitive Salary
Closing date
Feb 13, 2024

View more

Job Role
Finance Manager
Contract Type
Full Time
Finance Manager, Regulatory Reporting

London, United Kingdom (Hybrid working arrangement)

The Team:

The Finance team operates at the forefront of accounting, financial planning, and analysis, ensuring compliance with local statutory requirements and relevant regulatory bodies (FCA, etc.). You will be required to collaborate closely with business groups, providing timely and insightful information to drive informed decision-making.

The Role:

We are seeking a dynamic Finance Manager to join the UK-based finance team. Reporting into the Financial Controller, this role supports the regulated businesses in the region, covering the UK, Jersey, Middle East, and South Africa.

The Finance Manager will oversee two finance professionals, collectively ensuring compliance with regulatory and statutory reporting requirements. The role is pivotal in managing capital adequacy in a complex legal entity structure, requiring strong business partnership and knowledge of future operating requirements.


  • Manage and review cashflows for compliance with regulatory requirements and operational needs.
  • Partner with Group Treasury and Tax teams to address capital and liquidity requirements.
  • Oversee financial reporting submissions to local regulatory bodies (FCA, JFSA, DFSA, DIFC, FCSA).
  • Liaise with the compliance team to meet regulatory reporting requirements and address compliance issues.
  • Attend regulated entities' board meetings and handle financial reporting to the board.
  • Coordinate regulated processes like ICARA, ensuring timely completion and filing.
  • Lead a team of two direct reports, focusing on coaching and career development.
  • Model regulatory and liquid capital, wind-down scenarios, and stress-tests.
  • Maintain a financial risk register for presentation to the legal entity board of directors.
  • Partner with Controllership and Shared Services in monitoring the accuracy of financial statements.
  • Identify opportunities to streamline and improve regulatory reporting processes.
  • Ensure timely and accurate statutory reporting, including audits and external tax filings.
  • Act as a point of escalation for external auditors during the audit process.
  • Monitor and ensure compliance with local and international regulations.

  • Qualified ACA, ACCA, CIMA, or equivalent international accounting qualification.
  • Minimum 3 years PQE.
  • Hands-on experience managing financial reporting submissions and capital adequacy in a regulatory environment.
  • In-depth knowledge of FCA reporting requirements (e.g., MIFIDPRU 8 Disclosure, ICARA process).
  • Highly motivated with strong attention to detail.
  • Excellent communicator and relationship builder.
  • Knowledge of local UK GAAP/IFRS; US-GAAP desirable.
  • Hands-on experience with Oracle Financial Systems and Hyperion Financial Management preferred.
  • Experience working with regulatory bodies in Dubai, South Africa, and Jersey is an advantage.

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert