This job has expired

CASS Oversight Manager

Employer
Investment Firm
Location
London, United Kingdom
Salary
Competitive Salary
Closing date
Feb 13, 2024

View more

Job Role
Manager
Sector
Finance
Contract Type
Permanent
Hours
Full Time
  • Do you have experience in a similar role within the financial services industry, with in-depth knowledge of the FCA's Client Assets Sourcebook (CASS) regulations and rules?


Cass Oversight Manager

Global Investment Firm is going through a period of expansion due to an increase in trading activity. Our client, based in their London office with Hybrid working is after a person with FCA CASS experience.

Cass Oversight Manager

  • Monitor and ensure adherence to the FCA's Client Assets Sourcebook (CASS) regulations.
  • Conduct regular reviews and assessments to identify areas for improvement in CASS compliance.
  • Ensuring CASS policy and procedural documents are accurate and up to date.
  • Contribute to the development and enhancement of the overall risk management framework.
  • Provide training to staff on CASS regulations and compliance requirements.
  • Conduct Risk Control Self Assessments with internal Risk Function to identify and record all Operational Risk considerations in relation to CASS and related functions/processes.


All applications are welcome and will be reviewed for this excellent CASS Oversight Manager role.

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert