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CASS Oversight Manager

Investment Firm
London, United Kingdom
Competitive Salary
Closing date
Feb 13, 2024

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Job Role
Contract Type
Full Time
  • Do you have experience in a similar role within the financial services industry, with in-depth knowledge of the FCA's Client Assets Sourcebook (CASS) regulations and rules?

Cass Oversight Manager

Global Investment Firm is going through a period of expansion due to an increase in trading activity. Our client, based in their London office with Hybrid working is after a person with FCA CASS experience.

Cass Oversight Manager

  • Monitor and ensure adherence to the FCA's Client Assets Sourcebook (CASS) regulations.
  • Conduct regular reviews and assessments to identify areas for improvement in CASS compliance.
  • Ensuring CASS policy and procedural documents are accurate and up to date.
  • Contribute to the development and enhancement of the overall risk management framework.
  • Provide training to staff on CASS regulations and compliance requirements.
  • Conduct Risk Control Self Assessments with internal Risk Function to identify and record all Operational Risk considerations in relation to CASS and related functions/processes.

All applications are welcome and will be reviewed for this excellent CASS Oversight Manager role.

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