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1LOD Risk & Controls Analyst

Employer
Eximius Finance
Location
London, United Kingdom
Salary
Competitive Salary
Closing date
Feb 13, 2024

View more

Job Role
Risk Manager
Sector
Finance
Contract Type
Permanent
Hours
Full Time


Responsibilities:


- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses

- Executing thematic risk assessme

nts, including risk identification, inherent risk assessment and control evaluation

- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk

Requirements:

- Previous or current experience in an investment bank or Financial Services to an Investment Bank

- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities

- Experience in assessing the design and effectiveness of controls.

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