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Senior Control Management Specialist

Employer
The Wells Fargo Foundation
Location
Bangalore Bengaluru Karnataka, Karnataka, India
Salary
Competitive Salary
Closing date
Feb 12, 2024

View more

Job Role
Other
Sector
Finance
Contract Type
Permanent
Hours
Full Time
About this role:

Wells Fargo is seeking a Senior Control Management Specialist...

In this role, you will:
  • Performs QA assessments in an effective and timely manner
  • Documents QA work activity in accordance with established procedures, team standards and best practices that are transparent to an independent third party
  • Identifies QA findings and escalates to the frontline team for additional feedback and/or confirmation
  • Identifies and escalate opportunities to enhance QA processes and procedure, to include identification of learning opportunities and content based on QA trends
  • Builds and sustains a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues


Required Qualifications:
  • 5+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 5+ years of financial services industry experience, of which 3+ years must include direct experience in risk management demonstrated through work or military experience


Desired Qualifications:
  • Expertise in control evaluation testing and/or QC/QA methodologies and techniques, including process and standards development, execution and reporting.
  • Strong Excel experience to analyze and manage large data sets
  • Experience in data automation along with advanced excel and report generation skills
  • Risk management experience with demonstrated leadership skills and ability to drive improvements.
  • Critical thinking and problem-solving skills, coupled with an ability to translate ambiguous ideas/issues into well-defined plans/solutions with a track-record for delivering results
  • Experience working in a matrixed environment and the ability to effectively manage and build relationships
  • Ethical integrity and demonstrated ability to identify risks and confidently raise issues, escalate early and engage in constructive challenge, doing so independently when necessary
  • Strong listening and communications skills (both written and oral) with the ability to convey complex information and ideas, including complex data sets, both simply and clearly
  • BS/BA degree or higher


Posting End Date:

5 Feb 2024

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US:All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our to learn more.

Skills: Risk Management, Critical Thinking, Audit, Report Generation, Leadership Skills, Credit Risk, Communication Skills, Legal, Excel, Market Risk, Operational Risk, Listening Skills, Business Process Management, Compliance, Relationship Management

Experience: 3.00-5.00 Years

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